10-K Filing Deadlines

1. Filing Deadlines by Size: The timing for submitting Form 10-K, the comprehensive annual report, varies based on the company’s size, particularly its public float.

2. Big Players: Larger companies with a public float of $700 million or more are required to submit their 10-K within 60 days after the end of their fiscal year. This shorter timeframe reflects the expectation of more robust reporting capabilities and resources.

3. Mid-Size Zone: Companies with a public float ranging between $75 million and $700 million have a slightly longer window, with a deadline of 75 days after the close of their fiscal year. This additional time allows for thorough preparation and review of financial disclosures.

4. Small Fry: Smaller companies, those with a public float less than $75 million, are given the most time, with a 90-day deadline after the fiscal year ends. This extended period recognizes the potential limitations in resources and personnel for smaller firms to compile and review their financial data.

Form 10-K: Meaning, Components, Filing Deadlines & FAQs

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What is 10-K?

A 10-K is a comprehensive annual report filed by publicly traded companies with the U.S. Securities and Exchange Commission (SEC). The U.S. Securities and Exchange Commission (SEC) mandates that publicly listed companies file a 10-K, a thorough report detailing their financial performance, once a year. Compared to a corporation’s annual report, which is distributed to shareholders before an annual meeting when corporate directors are elected, the report is far more detailed. A company’s history, organizational structure, financial statements, profits per share, subsidiaries, executive remuneration, and any other pertinent information are among the details that must be included in the 10-K. The SEC mandates this report to furnish investors with ample details enabling them to make informed choices regarding the buying or selling of company shares or corporate bonds....

Important Components of 10-K

1. Business: This is a summary of the primary business activities of the company, including its goods and services (i.e., how it generates revenue)....

Finding a 10-K: Quick Tips for Accessing Company Reports

1. Multiple Access Points: 10-K filings are readily available to the public through various channels....

10-K Filing Deadlines

1. Filing Deadlines by Size: The timing for submitting Form 10-K, the comprehensive annual report, varies based on the company’s size, particularly its public float....

Conclusion

The 10-K provides a lot of important financial performance information about the company; this includes audited financial statements for the past two or three years, what the company does, its industry, and its subsidiaries, the potential challenges it faces, and any material legal proceedings. Investors require all this key information to make important business decisions. Using Form 10-K, investors can ascertain associated business risk with the companies....

Form 10-K- FAQs

What are 10-K risk factors?...